IAR CE

Clients, Investment Recommendations and Strategies

Overview

This course will discuss client investment recommendations and strategies including the types of clients you will encounter and understanding the client profile, including management styles and investment theories.

Summary Details

Hours

2.0

Price

$20.00







Learning Objectives

  • Analyze client profiles
  • Explain various investment theories
  • Understand tax considerations
  • Describe retirement plans
  • Apply ownership and estate planning techniques
  • Understand the process of trading securities


Designed For:

Investment Adviser Representatives



Course Information

Adding additional credit may change exam requirements.

Access Period: 12 months
Prerequisites: None
Delivery Method: Self-Study
PDF Download: Available
Course Approval Number: C26870
Provider of Record: WebCE
Provider Number: 90082
Last Reviewed: September 2024
Study Level: Intermediate
Approved For: Products and Practices

Exam

Proctor: No
Passing Grade: 70
Questions: 20



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