IAR CE

2026 Investment Adviser Complete CE Package
To thrive as an investment adviser, a strong foundation in ethics, professional responsibility, and industry practices is essential. Staying informed about your regulatory obligations and maintaining up-to-date knowledge of financial products, investment features, and best practices ensures long-term success. This course package is designed to help you meet these goals by providing comprehensive training that supports both your ethical and professional development.

The included courses fulfill all IAR CE requirements, featuring 6 hours dedicated to ethics and professional responsibility and 6 hours focused on products and practices.

Summary Details

Hours

12.0

Price

$53.95

Access Period: 12 months


Package Information

Products Included Hours Approved For Rating
AML - Everyone's Responsibility 0.5 EPR
Compliance Obligations of Regulation Best Interest 2.0 PP
Financial Exploitation and Financial Scams 1.0 EPR
Insider Trading and Information Barriers 1.0 EPR
IRA Rollovers 2.5 PP
IRS Dirty Dozen - Annual List of Scams and Schemes 2.0 EPR
Schemes, Scams, and Swindles: The Danger of Ponzi Schemes 1.5 EPR
Serving Clients at Various Life Stages 1.5 PP


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