WebCE Adds Four New Firm Element Courses

by Jessica Brown | Jun 28, 2017

WebCE offers quality, online FINRA Firm Element training and WebCE Firm Element training courses, starting at just $12.50. We are constantly updating and expanding our course catalog to bring you the most up-to-date courses and tools for success. WebCE recently added three new WebCE Firm Element training courses: AML: Working with Natural Clients, AML: Working with Non-Natural or Institutional Clients, and Social Media Rules for Financial Services Professionals. We also added a new FINRA Firm Element training course titled, FINRA: Annual Compliance Reminders for Retail Registered Representatives, Vol 7.

AML: Working with Natural Clients is an audio course that covers anti-money laundering basics, suspicious activity detection, and reporting. Real life illustrations specific to working with natural persons (individuals) are included to enhance your knowledge and understanding of the topic.

AML: Working with Non-Natural or Institutional Clients is an audio course that covers anti-money laundering basics using real life illustrations specific to the non-natural person or institutional audience.

Social Media Rules for Financial Services Professionals focuses on the rules and regulatory guidance surrounding registered representatives’ use of social media.

FINRA: Annual Compliance Reminders for Retail Registered Representatives, Vol 7 reminds registered representatives about their compliance obligations using scenarios adapted from actual FINRA disciplinary actions.

Find these courses and more by viewing our Firm Element Course Catalog, or speak to a support services representative by calling 877-488-9319.

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