WebCE offers quality, online FINRA Firm Element training and WebCE Firm
Element training courses, starting at just $12.50. We are constantly updating
and expanding our course catalog to bring you the most up-to-date courses and
tools for success. WebCE recently added three new WebCE Firm Element training
courses: AML: Working with Natural Clients, AML: Working with
Non-Natural or Institutional Clients, and Social Media Rules for
Financial Services Professionals. We also added a new FINRA Firm Element
training course titled, FINRA: Annual Compliance Reminders for Retail
Registered Representatives, Vol 7.
AML: Working with Natural Clients is an audio
course that covers anti-money laundering basics, suspicious activity detection,
and reporting. Real life illustrations specific to working with natural persons
(individuals) are included to enhance your knowledge and understanding of the
topic.
AML: Working with Non-Natural or Institutional
Clients is an audio course that covers anti-money laundering
basics using real life illustrations specific to the non-natural person or
institutional audience.
Social Media Rules for Financial Services
Professionals focuses on the rules and regulatory guidance
surrounding registered representatives’ use of social media.
FINRA: Annual Compliance Reminders for Retail Registered
Representatives, Vol 7 reminds registered representatives about
their compliance obligations using scenarios adapted from actual FINRA
disciplinary actions.
Find these courses and more by viewing our Firm Element Course
Catalog, or speak to a support services representative by calling
877-488-9319.