WebCE Releases New FINRA Firm Element Training

WebCE is your trusted source for Firm Element training, including FINRA Firm Element training and WebCE Firm Element training courses. Our Firm Element catalog is regularly updated to provide all of the information you need for continued success.

The following courses were recently added to our Firm Element training catalog and are available for Firm Element training and CFP continuing education credit:

New Firm Element Courses!

• Investment Adviser: Suitability Rules
• Investment Adviser Act of 1940 and Investment Company Act of 1940
• Investment Adviser: Discretionary and Non-Discretionary Account Holding
• Conflicts of Interest: Institutional Focus
• Communications With the Public: Institutional Focus
• Regulatory Landscape for Institutional Broker-Dealers
• FINRA: AML Supervisors: Understanding Your Role, Vol. 2

Updated Courses!

• FINRA: Senior Investor Issues: Diminished Decisional Capacity  

Receive the most up-to-date information and standards with FINRA Firm Element training and WebCE Firm Element training courses from WebCE. To order, go to www.WebCE.com/firmelement or call 877-488-9313 to speak to a member of our support services team. 

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