Securities Industry Essentials Exam Prep

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How to Get into the Securities Industry

Get to know the securities industry regulators and rules: FINRA & NASAA
Determine which licenses and/or registrations are needed
Study for your exam: Exam prep courses provide the necessary knowledge and understanding of core principles and regulations.
Pass your exam: Once you feel prepared, schedule your licensing exam through the appropriate licensing authority.
Submit application, fees and associated paperwork: Complete the application form for your license and submit with fees and any other paperwork such as fingerprints and background checks.

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Study smarter not harder with up-to-date material and study tools to help you master all the key concepts you need to know for exam day. Our complete packages include:

My Study Planner, a dynamic tool allowing you to create a study plan that works with your schedule
Course material written to exam content outline
Exam Tutor, exam simulator
Flash Tutor, online flashcards

Our study tools are already included in our Complete Packages and our Exam Prep Plus packages, but if you need more practice before your exam day, or need a refresher on key terms our study tools will give you the opportunity to test and re-test on the go.

Exam Tutor- can be used to simulate a state licensing exam or to build custom exams that test your understanding of the desired topic.
Flash Tutor - test your knowledge of key terms with in-depth descriptions including examples to aid in comprehension of the term as it relates to the insurance industry.

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Pass Guarantee

Having the right study habits from the beginning will ensure passing the exam on the first try, but if you don't pass we'll refund what you paid.*

Make a Plan

Use the My Study Plan to create a plan that works for your schedule allowing you to make daily progress.

Practice Makes Perfect

Use our Exam Tutor, exam simulator, for practicing the state exam as many times as you need for perfect results.

Review On The Go

Printable study charts and mobile-friendly flash cards make reviewing key concepts on the go easy.

Prep For Test Day

Once you feel ready to take the state exam, make sure to get rest and a meal before entering the test facility.

*Terms & Conditions may apply. See FAQs for more details.

But wait there's more...

What started as an online insurance continuing education company has now become a powerful suite of education experiences offering a variety of products for the financial services industry. We are so much more than CE courses and strive to make completing your requirements simple. With our unique platform you can earn a license, get professional development for career growth, and even get a full service education solution for all your employees.

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S1-32 - Framework