Series 65 Exam Prep

View Catalog

How to Get a Series 65 

  1. Get to know the securities industry regulators and rules: FINRA & NASAA
  2. Study for the Series 65 exam(s): Exam prep courses provide the necessary knowledge to be an investment adviser. 
  3. Schedule the Series 65 Exam : ​U se the Form U10 to request and pay for the Series 65 exam.

Our Pass Guarantee

Having the right study habits from the beginning will ensure passing the exam on the first try, but if you don't pass we'll refund what you paid.* 

Make a Plan

Use the My Study Plan to create a plan that works for your schedule allowing you to make daily progress. 

Practice Makes Perfect

Use our Exam Tutor, exam simulator, for practicing the exam as many times as you need for perfect results.

Review On The Go

Mobile-friendly flash cards make reviewing key concepts on the go easy. 

Prep For Test Day

Once you feel ready to take your exam, make sure to get rest and a meal before entering the test facility. 

*Terms & Conditions may apply. See FAQs for more details. 

But wait there's more...

Our study materials for the securities qualifying exams are designed to help candidates easily understand complex financial topics and gain the knowledge and expertise they need to pass their qualification exams. Each securities training course is uniquely tailored to a specific exam and covers only the information that candidates need to know to succeed on test day.

All Products