Series 7 Exam Prep

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How to Get a Series 7 

  1. Get to know the securities industry regulators and rules: FINRA & NASAA
  2. Pass FINRA's Securities Industry Essentials (SIE) Exam:​ This is a co-requisite exam alongside the Series 7 exam
  3. Secure a sponsorship: FINRA requires each Series 7 exam taker to be sponsored by a financial institution registered with FINRA, such as a bank or brokerage firm.
  4. Study for the Series 7 exam(s): Exam prep courses provide the necessary knowledge and understanding of key concepts and job functions of general securities representatives. 
  5. Pass the Series 7 exam: Once you feel prepared, schedule your exam through FINRA.

Our Pass Guarantee

Having the right study habits from the beginning will ensure passing the exam on the first try, but if you don't pass we'll refund what you paid.* 

Make a Plan

Use the My Study Plan to create a plan that works for your schedule allowing you to make daily progress. 

Practice Makes Perfect

Use our Exam Tutor, exam simulator, for practicing the exam as many times as you need for perfect results.

Review On The Go

Mobile-friendly flash cards make reviewing key concepts on the go easy. 

Prep For Test Day

Once you feel ready to take your exam, make sure to get rest and a meal before entering the test facility. 

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But wait there's more...

Advance your career in the securities industry with the SIE and top-off exams. Our study materials for the qualifying exams are designed to help candidates easily understand complex financial topics and gain the knowledge and expertise they need to pass their qualification exams. Each securities training course is uniquely tailored to a specific exam and covers only the information that candidates need to know to succeed on test day.

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